Filed April 14, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 49 · EIN 84-0467907 | Other Services | $267,814 |
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $145,000 |
BDO USA, LLP1 year Service code 10 · EIN 13-5381590 | Accounting | $17,157 |
AB FUNDS5 years Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
AMERICAN FUNDS5 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BLACKROCK5 years Service code 52 · EIN 04-6171663 | Indirect Investment Fees | $0 |
COLUMBIA5 years Service code 52 · EIN 36-3376651 | Indirect Investment Fees | $0 |
FEDERATED3 years Service code 52 · EIN 25-1111467 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
IVY FUNDS5 years Service code 52 · EIN 45-3036428 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,846 | $91,746+14.3% | $146,665-28.5% | $93,030+12.7% |
| Participation rate | 55.8% | 80.9%-25.2pp | 80.1%-24.3pp | 73.9%-18.1pp |
| Annual return | 13.73% | 18.28%-4.6pp | 22.74%-9.0pp | 158.70%-145.0pp |
| Employer contribution / active EE | $964 | $2,815-65.8% | $4,136-76.7% | $2,706-64.4% |
| Participant deferral / active EE | $2,647 | $4,589-42.3% | $5,506-51.9% | $4,562-42.0% |
| Admin fee / account holder | $279 | $101+175.5% | $10,280-97.3% | $152+83.8% |