Filed April 14, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $146,227 |
UBS FINANCIAL SERVICES INC8 years Service code 99 PO BOX 198928 · NASHVILLE, TN 37238 | Other Fees | $47,949 |
BDO USA, LLP3 years Service code 10 5300 PATTERSON AVE SE · GRAND RAPIDS, MI 49512 | Accounting | $10,210 |
Filed as: KEATING MUETHING & KLEKAMP PLL Service code 29 ONE EAST FOURTH STREET STE 1400 · CINCINNATI, OH 452023752 | Legal | $5,987 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,405 | $85,144+10.9% | $130,062-27.4% | $80,169+17.8% |
| Participation rate | 54.9% | 79.5%-24.6pp | 78.5%-23.6pp | 72.9%-18.1pp |
| Annual return | 14.90% | 23.78%-8.9pp | -137.37%+152.3pp | 40.39%-25.5pp |
| Employer contribution / active EE | $1,065 | $3,059-65.2% | $4,322-75.4% | $2,978-64.2% |
| Participant deferral / active EE | $3,082 | $4,992-38.3% | $5,821-47.0% | $5,016-38.5% |
| Admin fee / account holder | $132 | $392-66.2% | $10,601-98.8% | $145-8.6% |