Filed April 14, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $146,227 |
UBS FINANCIAL SERVICES INC8 years Service code 99 PO BOX 198928 · NASHVILLE, TN 37238 | Other Fees | $47,949 |
BDO USA, LLP3 years Service code 10 5300 PATTERSON AVE SE · GRAND RAPIDS, MI 49512 | Accounting | $10,210 |
Service code 29 ONE EAST FOURTH STREET STE 1400 · CINCINNATI, OH 452023752 | Legal | $5,987 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,405 | $84,993+11.1% | $129,995-27.4% | $80,160+17.8% |
| Participation rate | 54.9% | 79.5%-24.6pp | 78.5%-23.6pp | 72.9%-18.1pp |
| Annual return | 14.90% | 23.76%-8.9pp | -137.18%+152.1pp | 40.38%-25.5pp |
| Employer contribution / active EE | $1,065 | $3,051-65.1% | $4,320-75.3% | $2,978-64.2% |
| Participant deferral / active EE | $3,082 | $4,984-38.1% | $5,820-47.0% | $5,017-38.6% |
| Admin fee / account holder | $132 | $391-66.1% | $10,614-98.8% | $145-8.6% |