Filed April 14, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $254,707 |
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $108,750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,294 | $84,000+3.9% | $119,609-27.0% | $77,904+12.1% |
| Participation rate | 55.0% | 77.8%-22.8pp | 79.3%-24.2pp | 73.7%-18.6pp |
| Annual return | -13.91% | -11.59%-2.3pp | -14.97%+1.1pp | 12.21%-26.1pp |
| Employer contribution / active EE | $905 | $2,907-68.9% | $4,232-78.6% | $2,848-68.2% |
| Participant deferral / active EE | $2,738 | $4,705-41.8% | $5,602-51.1% | $4,806-43.0% |
| Admin fee / account holder | $234 | $116+102.4% | $10,323-97.7% | $133+76.8% |