No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| NISA INVESTMENT ADVISORS EIN 48-1140940 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $349K |
| AON CONSULTING INC. EIN 22-2232264 NONE | Recordkeeping fees Service code 64 | — | $245K |
| THE BANK OF NEW YORK MELLON EIN 13-5160382 NONE | Account maintenance fees; Other fees; Custodial (other than securities); Other investment fees and expenses; Other services; Custodial (securities) Service code 18 | — | $226K |
| GENERAL MILLS EIN 41-0274440 PLAN ADMINISTRATOR | Account maintenance fees Service code 65 | — | $195K |
| MARATHON ASSET MANAGEMENT EIN 61-6506892 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $121K |
| ENERGY TRUST PARTNERS V LP EIN 81-2984721 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $80K |
| EQT MID-MARKET EUROPE II NONE | Investment management fees paid directly by plan; Investment management Service code 28 | THE GRACE BUILDING 1114 AVE OF THE AMERICAS, 45TH FL NEW YORK, NY 10036 | $67K |
| KPMG, LLP EIN 13-5565207 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $63K |
| NATURAL GAS PARTNERS XII NONE | Investment management; Investment management fees paid directly by plan Service code 28 | 5221 N. O'CONNOR BLVD, 11TH FLOOR IRVING, TX 75039 | $52K |
| ADVENT INTERNTL GLOBAL PRV EQ VIII EIN 81-1389274 NONE | Investment management; Other fees; Investment management fees paid directly by plan Service code 28 | — | $45K |
| SANDS CAPITAL MANAGEMENT EIN 20-2830751 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $43K |
| ACCEL-KKR V EIN 26-2383616 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $40K |
| STRATEGIC PARTNERS VII EIN 81-1985207 NONE | Investment management fees paid directly by plan; Other fees; Investment management Service code 28 | — | $40K |
| BROOKFIELD INVESTMENT MANAGEMENT EIN 13-3519673 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $39K |
| DRA IX EIN 35-2566024 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $38K |
| EQT INFRASTRUCTURE III NONE | Investment management fees paid directly by plan; Investment management Service code 28 | THE GRACE BUILDING 1114 AVE OF THE AMERICAS, 45TH FL NEW YORK, NY 10036 | $37K |
| WELLINGTON TRUST COMPANY EIN 04-2755549 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $34K |
| WESTBROOK REAL ESTATE FUND X EIN 37-1768594 NONE | Investment management; Other fees; Investment management fees paid directly by plan Service code 28 | — | $34K |
| WELLS CAPITAL MANAGEMENT EIN 95-3692822 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $33K |
| T. ROWE PRICE ASSOCIATES EIN 52-0556948 NONE | Investment management fees paid directly by plan; Soft dollars commissions; Investment management; Direct payment from the plan Service code 28 | — | $31K |
| NATURAL GAS PARTNERS XI EIN 47-1245315 NONE | Investment management; Investment management fees paid directly by plan; Other fees Service code 28 | — | $28K |
| STRATEGIC PARTNERS VI, L.P. EIN 27-4504109 NONE | Investment management; Other fees; Investment management fees paid directly by plan Service code 28 | — | $28K |
| ACCEL-KKR IV EIN 26-2383616 NONE | Investment management; Other fees; Investment management fees paid directly by plan Service code 28 | — | $27K |
| WESTBROOK REAL ESTATE FUND IX EIN 80-0767627 NONE | Investment management; Other fees; Investment management fees paid directly by plan Service code 28 | — | $26K |
| NATURAL GAS PARTNERS X EIN 45-4110691 NONE | Investment management; Investment management fees paid directly by plan; Other fees Service code 28 | — | $21K |
| CINVEN FUND V EIN 98-1034246 NONE | Investment management fees paid directly by plan; Other fees; Investment management Service code 28 | — | $21K |
| ONECBIZ, INC. EIN 20-1128317 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $20K |
| RIVERSTONE VI EIN 98-1223791 NONE | Investment management fees paid directly by plan; Other fees; Investment management Service code 28 | — | $20K |
| SILVER LAKE TECHNOLOGY ASSOC IV, LP EIN 30-0733533 NONE | Investment management; Other fees; Investment management fees paid indirectly by plan Service code 28 | — | $19K |
| PARAMETRIC PORTFOLIO ASSOCIATE EIN 20-0292745 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $15K |
| EIG ENERGY FUND XV EIN 27-2688983 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $13K |
| J.P. MORGAN INVESTMENT EIN 13-3200244 NONE | Direct payment from the plan; Investment management Service code 28 | — | $11K |
| CAPITAL INTERNATIONAL PRV EQ FD VI EIN 43-2119265 NONE | Other fees; Investment management fees paid directly by plan; Investment management Service code 28 | — | $11K |
| STRATEGIC PARTNERS V, L.P. EIN 27-4504109 NONE | Other fees; Investment management; Investment management fees paid directly by plan Service code 28 | — | $7K |
| MERIT ENERGY COMPANY EIN 75-2280562 NONE | Investment management fees paid directly by plan; Float revenue Service code 51 | — | $3K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 3,194 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 3,194 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(4 contracts, 4 carriers) | HEALTHPARTNERS | 20 | $93K |
| Vision | EYEMED | 830 | $2K |
| Life insurance(2 contracts, 2 carriers) | SECURIAN LIFE INSURANCE COMPANY | 3,060 | $853K |
| Prescription drug(2 contracts, 2 carriers) | BCBS OF WESTERN NY | 7 | $44K |
| Other | ANTHEM BLUE CROSS BLUE SHIELD | 4 | $17K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 3,060 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.