Filed October 13, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $83,775 |
SAGEPOINT FINANCIAL INC2 years Filed as: SAGEPOINT FINANCIAL INC. Service code 27 · EIN 20-1741754 | Advisory (Plan) | $21,943 |
SAGEPOINT FINANCIAL INC1 year Service code 53 · EIN 20-1741754 | Insurance Commissions | $20,481 |
MMA SECURITIES LLC1 year Service code 27 · EIN 22-3570392 | Advisory (Plan) | $11,441 |
AMERICAN CENTURY2 years Service code 52 · EIN 43-0821857 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-2817150 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON1 year Service code 52 · EIN 59-6865210 | Indirect Investment Fees | $0 |
IVY FUNDS2 years Service code 52 · EIN 04-6006759 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN Service code 52 · EIN 31-1574186 | Indirect Investment Fees | $0 |
PGIM INVESTMENTS2 years Service code 52 · EIN 22-3468527 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,397 | $37,196+19.4% | $154,108-71.2% | $55,725-20.3% |
| Participation rate | 66.4% | 64.1%+2.3pp | 83.0%-16.7pp | 70.9%-4.5pp |
| Annual return | -6.86% | 1319.68%-1326.5pp | 735.21%-742.1pp | 244.93%-251.8pp |
| Employer contribution / active EE | $1,610 | $1,614-0.3% | $5,298-69.6% | $2,078-22.5% |
| Participant deferral / active EE | $3,529 | $2,068+70.7% | $5,081-30.5% | $3,356+5.2% |
| Admin fee / account holder | $198 | $102+95.3% | $13,411-98.5% | $115+72.2% |