Filed October 13, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $41,984 |
SAGEPOINT FINANCIAL INC1 year Filed as: SAGEPOINT FINANCIAL, INC. Service code 27 · EIN 20-1741754 | Advisory (Plan) | $15,260 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,630 | $36,916+18.2% | $156,551-72.1% | $57,658-24.3% |
| Participation rate | 60.8% | 63.4%-2.7pp | 84.0%-23.2pp | 70.2%-9.5pp |
| Annual return | 9.48% | 12.38%-2.9pp | 32.23%-22.7pp | 5.13%+4.4pp |
| Employer contribution / active EE | $776 | $1,571-50.6% | $5,501-85.9% | $1,974-60.7% |
| Participant deferral / active EE | $2,714 | $1,926+40.9% | $4,871-44.3% | $3,061-11.3% |
| Admin fee / account holder | $108 | $82+31.5% | $13,028-99.2% | $95+14.7% |