Filed June 6, 2002 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 06-1050034 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $251,336 |
CAPFINANCIAL PARTNERS LLC5 years Service code 27 · EIN 26-0058143 DBA CAPTRUST FINANCIAL A · RALEIGH, NC 27609 | Advisory (Plan) | $128,872 |
Service code 29 · EIN 41-0244008 2200 WELLS FARGO CENTER · MINNEAPOLIS, MN 554023901 | Legal | $39,527 |
MILLER KAPLAN ARASE LLP10+ years Service code 10 · EIN 11-3367953 3900 W ALAMEDA STE 2400 · BURBANK, CA 91505 | Accounting | $37,000 |
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 33 · EIN 84-0965407 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Distribution (12b-1) fees; Other inve... | $93 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,973 | $63,356+51.5% | $103,333-7.1% | $106,382-9.8% |
| Participation rate | 95.2% | 84.3%+10.9pp | 74.5%+20.6pp | 69.9%+25.3pp |
| Annual return | 14.30% | 14.77%-0.5pp | 24.88%-10.6pp | 17.37%-3.1pp |
| Employer contribution / active EE | $5,497 | $4,310+27.5% | $3,868+42.1% | $3,364+63.4% |
| Participant deferral / active EE | $9,150 | $3,479+163.0% | $5,057+80.9% | $5,569+64.3% |
| Admin fee / account holder | $78 | $110-29.6% | $8,355-99.1% | $79-2.1% |