Filed March 20, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MERRIL LYNCH3 years Filed as: MERILL LYNCH FENNER & SMITH Service code 15 · EIN 13-5674085 | Recordkeeping | $2,267,331 |
NORTHERN TRUST COMPANY4+ years Service code 25 · EIN 36-1561860 | Directed Trustee | $1,471,246 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: JP MORGAN INVESTMENT MGMT INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $909,053 |
COLUMBUS CIRCLE INVESTORS4+ years Service code 28 · EIN 06-1404803 | Investment Management | $891,135 |
BOSTON PARTNERS3 years Filed as: BOSTON PARTNERS GLOBAL INVESTORS Service code 28 · EIN 98-0202744 | Investment Management | $791,424 |
CALLAN LLC4+ years Filed as: NWQ INVESTMENT MGMT CO. LLC Service code 28 · EIN 47-0875103 | Investment Management | $771,804 |
VULCAN VALUE PARTNERS4+ years Service code 28 · EIN 39-2051712 | Investment Management | $683,048 |
Filed as: HOTCHKIS AND WILEY CAPITAL MGMT Service code 28 · EIN 95-4871957 | Investment Management | $654,820 |
SUSTAINABLE GROWTH ADVISORS4+ years Filed as: SUSTAINABLE GROWTH ADVISERS, LP Service code 28 · EIN 05-0571266 | Investment Management | $587,389 |
WASATCH ADVISORS4+ years Service code 28 · EIN 87-0319391 | Investment Management | $526,516 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction with Solo.
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Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $279,574 | $173,253+61.4% | $80,019+249.4% | $73,367+281.1% |
| Participation rate | 99.8% | 88.8%+11.0pp | 75.8%+24.0pp | 69.5%+30.3pp |
| Annual return | -4.18% | -2.12%-2.1pp | 11.22%-15.4pp | 173.45%-177.6pp |
| Employer contribution / active EE | $15,401 | $6,338+143.0% | $2,468+524.1% | $2,499+516.3% |
| Participant deferral / active EE | $13,423 | $8,893+50.9% | $3,686+264.2% | $4,033+232.9% |
| Admin fee / account holder | $594 | $90+560.7% | $6,521-90.9% | $68+768.4% |