Filed March 20, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-5674085 | Recordkeeping | $1,958,926 |
COLUMBUS CIRCLE INVESTORS1+ years Service code 28 · EIN 06-1404803 | Investment Management | $910,093 |
ROBECO INVESTMENT MANAGEMENT1+ years Filed as: ROBECO INVT MGMT DBA BOSTON PARTNER Service code 28 · EIN 98-0202744 | Investment Management | $837,410 |
CALLAN LLC1+ years Filed as: NWQ INVESTMENT MGMT CO. LLC Service code 28 · EIN 47-0875103 | Investment Management | $818,417 |
SANDS CAPITAL MANAGEMENT, LLC1+ years Filed as: SANDS CAPITAL MGMT, LLC Service code 28 · EIN 20-2830751 | Investment Management | $746,779 |
Filed as: HOTCHKIS AND WILEY CAPITAL MGMT Service code 28 · EIN 95-4871957 | Investment Management | $697,794 |
ALTRINSIC GLOBAL ADVISORS, LLC1+ years Service code 28 · EIN 30-0016268 | Investment Management | $537,061 |
SUSTAINABLE GROWTH ADVISORS1+ years Filed as: SUSTAINABLE GROWTH ADVISERS, LP Service code 28 · EIN 05-0571266 | Investment Management | $525,544 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: JP MORGAN INVESTMENT MGMT INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $524,712 |
NORTHERN TRUST COMPANY1+ years Service code 25 · EIN 36-1561860 | Directed Trustee | $469,609 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 2 reportable transactions with Solo.
Solo shows the counterparty names, addresses and amounts for each reportable transaction. $4.99 for your first month, then $34.99 a month. Cancel any time.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported that benefits due were not provided when due.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $247,959 | $120,005+106.6% | $68,509+261.9% | $67,505+267.3% |
| Participation rate | 99.9% | 87.9%+12.0pp | 74.7%+25.2pp | 71.2%+28.7pp |
| Annual return | -0.59% | 2.25%-2.8pp | 8.27%-8.9pp | 6.52%-7.1pp |
| Employer contribution / active EE | $15,277 | $4,267+258.0% | $2,278+570.7% | $2,173+603.1% |
| Participant deferral / active EE | $13,243 | $6,452+105.2% | $3,382+291.5% | $3,597+268.2% |
| Admin fee / account holder | $559 | $71+684.2% | $5,275-89.4% | $56+895.6% |