Filed March 20, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MERRIL LYNCH1 year Filed as: MERILL LYNCH FENNER & SMITH Service code 15 · EIN 13-5674085 | Recordkeeping | $1,968,423 |
CALLAN LLC2+ years Filed as: NWQ INVESTMENT MGMT CO. LLC Service code 28 · EIN 47-0875103 | Investment Management | $731,702 |
SANDS CAPITAL MANAGEMENT, LLC2+ years Filed as: SANDS CAPITAL MGMT, LLC Service code 28 · EIN 20-2830751 | Investment Management | $701,555 |
COLUMBUS CIRCLE INVESTORS2+ years Service code 28 · EIN 06-1404803 | Investment Management | $674,914 |
Filed as: HOTCHKIS AND WILEY CAPITAL MGMT Service code 28 · EIN 95-4871957 | Investment Management | $614,304 |
NORTHERN TRUST COMPANY2+ years Service code 25 · EIN 36-1561860 | Directed Trustee | $584,199 |
BOSTON PARTNERS1 year Filed as: BOSTON PARTNERS GLOBAL INVESTORS Service code 28 · EIN 98-0202744 | Investment Management | $561,497 |
VULCAN VALUE PARTNERS2+ years Service code 28 · EIN 39-2051712 | Investment Management | $520,439 |
SUSTAINABLE GROWTH ADVISORS2+ years Filed as: SUSTAINABLE GROWTH ADVISERS, LP Service code 28 · EIN 05-0571266 | Investment Management | $489,990 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: JP MORGAN INVESTMENT MGMT INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $439,307 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $263,332 | $169,122+55.7% | $77,999+237.6% | $329,111-20.0% |
| Participation rate | 99.9% | 88.4%+11.5pp | 75.5%+24.3pp | 67.9%+32.0pp |
| Annual return | 8.14% | 11.00%-2.9pp | 425.96%-417.8pp | 16.35%-8.2pp |
| Employer contribution / active EE | $15,030 | $5,827+158.0% | $2,470+508.5% | $2,303+552.5% |
| Participant deferral / active EE | $12,848 | $8,046+59.7% | $3,497+267.4% | $3,682+248.9% |
| Admin fee / account holder | $537 | $83+550.5% | $5,480-90.2% | $754-28.8% |