Filed March 20, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MERRIL LYNCH2 years Filed as: MERILL LYNCH FENNER & SMITH Service code 15 · EIN 13-5674085 | Recordkeeping | $2,105,269 |
BOSTON PARTNERS2 years Filed as: BOSTON PARTNERS GLOBAL INVESTORS Service code 28 · EIN 98-0202744 | Investment Management | $1,059,713 |
CALLAN ASSOCIATES3+ years Filed as: NWQ INVESTMENT MGMT CO. LLC Service code 28 · EIN 47-0875103 | Investment Management | $836,384 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: JP MORGAN INVESTMENT MGMT INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $788,249 |
SANDS CAPITAL MANAGEMENT, LLC3+ years Filed as: SANDS CAPITAL MGMT, LLC Service code 28 · EIN 20-2830751 | Investment Management | $727,127 |
COLUMBUS CIRCLE INVESTORS3+ years Service code 28 · EIN 06-1404803 | Investment Management | $722,314 |
Filed as: HOTCHKIS AND WILEY CAPITAL MGMT Service code 28 · EIN 95-4871957 | Investment Management | $693,919 |
VULCAN VALUE PARTNERS3+ years Service code 28 · EIN 39-2051712 | Investment Management | $596,439 |
SUSTAINABLE GROWTH ADVISORS3+ years Filed as: SUSTAINABLE GROWTH ADVISERS, LP Service code 28 · EIN 05-0571266 | Investment Management | $495,093 |
NORTHERN TRUST COMPANY3+ years Service code 25 · EIN 36-1561860 | Directed Trustee | $450,062 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $297,550 | $187,373+58.8% | $91,004+227.0% | $80,976+267.5% |
| Participation rate | 99.8% | 87.5%+12.4pp | 75.6%+24.2pp | 68.3%+31.6pp |
| Annual return | 17.58% | 16.95%+0.6pp | 4.60%+13.0pp | 22.91%-5.3pp |
| Employer contribution / active EE | $15,148 | $5,838+159.4% | $2,456+516.8% | $2,402+530.5% |
| Participant deferral / active EE | $12,907 | $8,375+54.1% | $3,548+263.8% | $3,848+235.4% |
| Admin fee / account holder | $559 | $91+511.9% | $5,417-89.7% | $67+729.1% |