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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 20-8764829 | Advisory (Plan) | $72,996 |
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $16,435 |
SILVERGATE ADVISORS1 year Filed as: SILVERSAGE ADVISORS Service code 71 · EIN 95-4820670 19200 VON KARMAN AVE STE 370 · IRVINE, CA 92612 | Brokerage Fees | $9,195 |
TD AMERITRADE, INC.6+ years Service code 33 · EIN 47-0533629 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $1,763 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $815,841 | $99,957+716.2% | $149,745+444.8% | $73,497+1010.0% |
| Participation rate | 96.4% | 75.7%+20.7pp | 82.5%+14.0pp | 70.7%+25.8pp |
| Annual return | 20.97% | 53.87%-32.9pp | 276.72%-255.8pp | 28.51%-7.5pp |
| Employer contribution / active EE | $17,687 | $3,191+454.2% | $4,646+280.7% | $2,270+679.1% |
| Participant deferral / active EE | $11,101 | $6,073+82.8% | $6,843+62.2% | $3,740+196.8% |
| Admin fee / account holder | $81 | $551-85.3% | $9,312-99.1% | $513-84.2% |