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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 20-8764829 | Advisory (Plan) | $70,476 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $14,475 |
TD AMERITRADE, INC.5+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $688,224 | $89,652+667.7% | $141,197+387.4% | $65,186+955.8% |
| Participation rate | 97.8% | 74.7%+23.1pp | 82.5%+15.3pp | 70.2%+27.6pp |
| Annual return | 20.22% | 32.79%-12.6pp | 71.41%-51.2pp | 29.39%-9.2pp |
| Employer contribution / active EE | $16,117 | $3,065+425.9% | $4,736+240.3% | $2,177+640.4% |
| Participant deferral / active EE | $10,291 | $5,691+80.8% | $6,710+53.4% | $3,514+192.9% |
| Admin fee / account holder | $20 | $569-96.5% | $10,265-99.8% | $847-97.6% |