Filed August 28, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREGORY J. SCHWARTZ AND CO, INC. Service code 27 · EIN 38-2117812 | Advisory (Plan) | $63,201 |
Service code 49 · EIN 04-1590850 | Other Services | $56,322 |
AB FUNDS2 years Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
AMERICAN CENTURY1 year Service code 52 · EIN 43-1567889 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
DOUBLELINE CAPITAL LP2 years Filed as: DOUBLELINE FUNDS Service code 52 · EIN 39-1982827 | Indirect Investment Fees | $0 |
HARBOR2 years Service code 52 · EIN 34-1953393 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
LEGG MASON2 years Service code 52 · EIN 13-4146187 | Indirect Investment Fees | $0 |
NORTHERN FUNDS2 years Service code 52 · EIN 36-3608252 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,823 | $65,118-8.1% | $76,768-22.1% | $55,725+7.4% |
| Participation rate | 93.7% | 79.6%+14.1pp | 77.0%+16.7pp | 70.9%+22.9pp |
| Annual return | -0.81% | -1.27%+0.5pp | 2.43%-3.2pp | 244.93%-245.7pp |
| Employer contribution / active EE | $2,170 | $1,941+11.8% | $2,485-12.7% | $2,078+4.4% |
| Participant deferral / active EE | $4,703 | $3,688+27.5% | $3,852+22.1% | $3,356+40.2% |
| Admin fee / account holder | $71 | $116-39.1% | $6,675-98.9% | $115-38.7% |