Filed August 28, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREGORY J. SCHWARTZ & CO, INC. Service code 27 · EIN 38-2117812 | Advisory (Plan) | $46,022 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $45,744 |
NFP RETIREMENT INC1 year Filed as: NFP RETIREMENT INC. Service code 27 · EIN 33-0905143 | Advisory (Plan) | $5,000 |
AB FUNDS1 year Service code 52 · EIN 13-4064930 | Indirect Investment Fees | $0 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
DOUBLELINE CAPITAL LP1 year Filed as: DOUBLELINE FUNDS Service code 52 · EIN 39-1982827 | Indirect Investment Fees | $0 |
GLENMEDE1 year Service code 52 · EIN 39-1982827 | Indirect Investment Fees | $0 |
HARBOR1 year Service code 52 · EIN 34-1953393 | Indirect Investment Fees | $0 |
Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
LEGG MASON1 year Service code 52 · EIN 52-1200960 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,622 | $69,305-19.7% | $82,313-32.4% | $69,631-20.1% |
| Participation rate | 63.7% | 80.3%-16.5pp | 76.9%-13.2pp | 70.7%-6.9pp |
| Annual return | 11.69% | 21.47%-9.8pp | 25.88%-14.2pp | 27571.02%-27559.3pp |
| Employer contribution / active EE | $1,263 | $1,887-33.1% | $2,428-48.0% | $2,032-37.9% |
| Participant deferral / active EE | $2,701 | $3,568-24.3% | $3,706-27.1% | $3,224-16.2% |
| Admin fee / account holder | $51 | $97-47.6% | $5,608-99.1% | $110-53.9% |