Filed March 23, 2009 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $3,807,842 |
STRATEGIC ADVISORS, INC.4 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $1,144,380 |
Filed as: BAIRD EQUITY ASSET MANAGEMENT Service code 28 · EIN 39-6037917 | Investment Management | $233,918 |
Filed as: CONESTOGA CAPITAL ADVISORS Service code 27 · EIN 31-1001020 | Advisory (Plan) | $218,015 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 27 · EIN 20-8764829 | Advisory (Plan) | $178,019 |
Filed as: CAPTRUST FINANCIAL ADVISORS Service code 27 · EIN 26-0058143 | Advisory (Plan) | $120,603 |
Filed as: CEREDEX VALUE ADVISORS Service code 27 · EIN 61-0001040 | Advisory (Plan) | $109,967 |
Filed as: BNY MELLON INVESTMENT MANAGEMENT Service code 28 · EIN 01-1001234 | Investment Management | $96,359 |
Filed as: WILKINS FINSTON FRIEDMAN LAW GROUP Service code 29 · EIN 27-5546855 | Legal | $9,227 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,610 | $66,513-2.9% | $178,490-63.8% | $106,222-39.2% |
| Participation rate | 68.2% | 73.8%-5.5pp | 81.9%-13.7pp | 70.8%-2.6pp |
| Annual return | 20.85% | 21.81%-1.0pp | 151.07%-130.2pp | 21.69%-0.8pp |
| Employer contribution / active EE | $1,141 | $1,776-35.7% | $5,011-77.2% | $2,723-58.1% |
| Participant deferral / active EE | $3,775 | $3,679+2.6% | $5,202-27.4% | $4,600-17.9% |
| Admin fee / account holder | $91 | $53+70.3% | $13,984-99.3% | $78+16.2% |