Filed March 23, 2009 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $3,987,065 |
STRATEGIC ADVISORS, INC.6 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $1,591,398 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY Service code 28 · EIN 20-8764829 | Investment Management | $191,062 |
WILKINS FINSTON LAW GROUP LLP8+ years Filed as: WILKINS FINSTON LAW Service code 29 · EIN 27-5546855 | Legal | $7,188 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,496 | $83,057-26.0% | $143,801-57.2% | $89,433-31.2% |
| Participation rate | 66.1% | 74.0%-7.9pp | 80.3%-14.2pp | 71.3%-5.1pp |
| Annual return | -19.39% | -13.97%-5.4pp | -0.04%-19.4pp | -11.88%-7.5pp |
| Employer contribution / active EE | $1,127 | $2,095-46.2% | $4,952-77.3% | $3,021-62.7% |
| Participant deferral / active EE | $4,113 | $4,281-3.9% | $5,639-27.1% | $5,125-19.8% |
| Admin fee / account holder | $104 | $83+25.4% | $14,680-99.3% | $79+31.1% |