Filed March 23, 2009 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $4,374,422 |
STRATEGIC ADVISORS, INC.5 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $1,462,458 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 · EIN 20-8764829 | Advisory (Plan) | $180,905 |
WILKINS FINSTON LAW GROUP LLP7+ years Filed as: WILKINS FINSTON LAW Service code 29 · EIN 27-5546855 | Legal | $9,123 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,574 | $68,062+14.0% | $185,854-58.3% | $106,520-27.2% |
| Participation rate | 68.4% | 75.2%-6.8pp | 81.7%-13.3pp | 71.3%-2.9pp |
| Annual return | 15.36% | 18.20%-2.8pp | 122.12%-106.8pp | 19.28%-3.9pp |
| Employer contribution / active EE | $1,145 | $1,997-42.7% | $5,169-77.9% | $2,840-59.7% |
| Participant deferral / active EE | $4,342 | $3,990+8.8% | $5,569-22.0% | $4,948-12.2% |
| Admin fee / account holder | $94 | $53+79.0% | $16,246-99.4% | $75+26.7% |