Filed December 3, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $233,806 |
MORGAN STANLEY SMITH BARNEY9+ years Filed as: MORGAN STANLEY Service code 27 · EIN 38-3145972 | Advisory (Plan) | $72,000 |
Filed as: HOLTHOUSE CARLIN & VAN Service code 10 · EIN 95-4345526 | Accounting | $26,550 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,684 | $104,544-36.2% | $96,544-30.9% | $80,169-16.8% |
| Participation rate | 92.1% | 86.4%+5.8pp | 76.0%+16.2pp | 72.9%+19.2pp |
| Annual return | 16.27% | 21.79%-5.5pp | 25.88%-9.6pp | 40.39%-24.1pp |
| Employer contribution / active EE | $1,334 | $3,527-62.2% | $2,966-55.0% | $2,978-55.2% |
| Participant deferral / active EE | $4,233 | $6,170-31.4% | $4,851-12.7% | $5,016-15.6% |
| Admin fee / account holder | $127 | $107+19.2% | $8,254-98.5% | $145-12.2% |