Filed December 3, 2019 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.6+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $234,243 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY Service code 27 5796 ARMADA DRIVE · CARLSBAD, CA 92008 | Advisory (Plan) | $74,280 |
Filed as: HOLTHOUSE CARLIN & VAN TRIGT, LLP Service code 10 · EIN 95-4345526 | Accounting | $18,680 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,300 | $176,471-63.6% | $95,964-33.0% | $90,274-28.8% |
| Participation rate | 89.1% | 86.6%+2.5pp | 77.1%+12.0pp | 73.4%+15.7pp |
| Annual return | 15.16% | 20.15%-5.0pp | 91.64%-76.5pp | 53.97%-38.8pp |
| Employer contribution / active EE | $1,081 | $2,783-61.2% | $2,541-57.5% | $2,523-57.2% |
| Participant deferral / active EE | $3,583 | $5,325-32.7% | $4,167-14.0% | $4,231-15.3% |
| Admin fee / account holder | $113 | $154-26.6% | $6,797-98.3% | $114-0.8% |