Filed December 3, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $244,804 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 50 · EIN 26-4310632 | Direct Payment | $69,065 |
MORNINGSTAR1+ years Filed as: MORNINGSTAR ASSOCIATES, LLC Service code 27 · EIN 36-4317381 | Advisory (Plan) | $43,538 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,981 | $71,957-31.9% | $67,652-27.6% | $59,188-17.2% |
| Participation rate | 82.8% | 82.7%+0.1pp | 75.7%+7.1pp | 69.4%+13.3pp |
| Annual return | -0.38% | 8.53%-8.9pp | 6625.40%-6625.8pp | 5.51%-5.9pp |
| Employer contribution / active EE | $1,040 | $2,432-57.2% | $2,266-54.1% | $2,098-50.4% |
| Participant deferral / active EE | $3,229 | $4,211-23.3% | $3,560-9.3% | $3,265-1.1% |
| Admin fee / account holder | $153 | $64+137.8% | $4,821-96.8% | $92+65.5% |