Filed December 3, 2019 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $286,566 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 27 5796 ARMADA DRIVE · CARLSBAD, CA 92008 | Advisory (Plan) | $72,000 |
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 49 1851 N RESLER DRIVE · EL PASO, TX 79912 | Other Services | $13,872 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,382 | $78,852-33.6% | $76,767-31.8% | $75,289-30.4% |
| Participation rate | 79.0% | 85.0%-5.9pp | 77.0%+2.1pp | 72.4%+6.6pp |
| Annual return | -4.12% | -1.29%-2.8pp | 2.43%-6.6pp | -0.04%-4.1pp |
| Employer contribution / active EE | $921 | $2,794-67.0% | $2,485-62.9% | $2,405-61.7% |
| Participant deferral / active EE | $2,946 | $4,800-38.6% | $3,852-23.5% | $3,739-21.2% |
| Admin fee / account holder | $139 | $79+76.1% | $6,675-97.9% | $102+36.0% |