Filed December 3, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $171,407 |
WELLS FARGO BANK, N.A.7+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $102,162 |
MORGAN STANLEY SMITH BARNEY7+ years Filed as: MORGAN STANLEY Service code 27 · EIN 38-3145972 | Advisory (Plan) | $72,000 |
Filed as: HOLTHOUSE CARLIN & VAN Service code 10 · EIN 95-4345526 | Accounting | $20,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,272 | $144,879-50.8% | $111,306-36.0% | $93,010-23.4% |
| Participation rate | 92.7% | 86.1%+6.6pp | 77.3%+15.4pp | 73.9%+18.8pp |
| Annual return | 12.53% | 18.11%-5.6pp | 54.67%-42.1pp | 158.70%-146.2pp |
| Employer contribution / active EE | $1,154 | $3,052-62.2% | $2,732-57.8% | $2,705-57.4% |
| Participant deferral / active EE | $3,815 | $5,576-31.6% | $4,488-15.0% | $4,561-16.4% |
| Admin fee / account holder | $133 | $104+28.5% | $7,966-98.3% | $152-12.3% |