Filed April 20, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $208,309 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: GRAYSTONE CONSULTING MORGAN STANLEY Service code 16 · EIN 26-4310632 | Consulting | $28,125 |
JWT & ASSOCIATES, LLP2 years Filed as: JWT & ASSOCIATES. LLP Service code 10 · EIN 47-2718509 | Accounting | $9,250 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLY MANAGEMENT LLC Service code 16 · EIN 39-0859910 | Consulting | $6,250 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,051 | $46,292+62.1% | $143,757-47.8% | $64,808+15.8% |
| Participation rate | 53.6% | 64.2%-10.6pp | 80.3%-26.7pp | 71.5%-17.8pp |
| Annual return | -14.66% | -10.05%-4.6pp | -0.04%-14.6pp | 32.82%-47.5pp |
| Employer contribution / active EE | $1,216 | $1,910-36.3% | $4,951-75.4% | $2,506-51.5% |
| Participant deferral / active EE | $5,224 | $2,646+97.5% | $5,637-7.3% | $4,310+21.2% |
| Admin fee / account holder | $242 | $154+57.3% | $14,673-98.4% | $188+28.8% |