Filed April 20, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Claims pr... | $141,399 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY Service code 10 1300 THAMES STREET WHARF · BALTIMORE, MD 21231 | Accounting | $37,500 |
JWT & ASSOCIATES, LLP2 years Filed as: JWT & ASSOCIATES Service code 10 1111 E HERNDON AVE · FRESNO, CA 93720 | Accounting | $8,750 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,215 | $46,173+17.4% | $170,442-68.2% | $69,631-22.1% |
| Participation rate | 44.4% | 63.9%-19.5pp | 83.6%-39.2pp | 70.7%-26.3pp |
| Annual return | 16.49% | 21.62%-5.1pp | 205.93%-189.4pp | 27571.02%-27554.5pp |
| Employer contribution / active EE | $0 | $1,610-100.0% | $5,433-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $3,400 | $2,080+63.4% | $4,939-31.2% | $3,224+5.5% |
| Admin fee / account holder | $324 | $116+179.5% | $13,880-97.7% | $110+193.5% |