Filed April 20, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Account ma... | $160,964 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: GRAYSTONE CONSULTING MORGAN STANLEY Service code 16 · EIN 26-4310632 | Consulting | $37,500 |
JWT & ASSOCIATES, LLP1 year Filed as: JWT & ASSOCIATES LLP Service code 10 · EIN 47-2718509 | Accounting | $8,750 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,243 | $62,928+3.7% | $172,753-62.2% | $67,582-3.5% |
| Participation rate | 51.6% | 64.5%-12.9pp | 82.6%-31.1pp | 71.3%-19.7pp |
| Annual return | 20.69% | 30.36%-9.7pp | 803.00%-782.3pp | 378.57%-357.9pp |
| Employer contribution / active EE | $1,021 | $1,636-37.6% | $5,144-80.2% | $2,148-52.5% |
| Participant deferral / active EE | $4,618 | $2,145+115.3% | $5,198-11.1% | $3,539+30.5% |
| Admin fee / account holder | $346 | $167+107.6% | $13,956-97.5% | $142+143.1% |