Filed April 20, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Sales loads (front... | $119,705 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 10 1300 THAMES STREET WHARF · BALTIMORE, MD 21231 | Accounting | $37,500 |
JWT & ASSOCIATES, LLP1 year Filed as: JWT & ASSOCIATES Service code 10 1111 E HERNDON AVE · FRESNO, CA 93720 | Accounting | $8,750 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,208 | $36,916+33.3% | $156,549-68.6% | $57,658-14.7% |
| Participation rate | 55.6% | 63.4%-7.8pp | 84.0%-28.4pp | 70.2%-14.6pp |
| Annual return | 7.48% | 12.38%-4.9pp | 32.23%-24.7pp | 5.13%+2.4pp |
| Employer contribution / active EE | $801 | $1,571-49.0% | $5,501-85.4% | $1,974-59.4% |
| Participant deferral / active EE | $3,479 | $1,926+80.7% | $4,871-28.6% | $3,061+13.7% |
| Admin fee / account holder | $314 | $82+281.0% | $13,027-97.6% | $95+232.5% |