Filed October 17, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $146,162 |
Service code 37 · EIN 04-2647786 | Loan Processing | $73,657 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,533 | $39,973+6.4% | $79,550-46.5% | $77,904-45.4% |
| Participation rate | 65.0% | 64.6%+0.4pp | 69.5%-4.5pp | 73.7%-8.7pp |
| Annual return | -17.34% | 3.42%-20.8pp | 0.16%-17.5pp | 12.21%-29.5pp |
| Employer contribution / active EE | $873 | $1,088-19.7% | $2,413-63.8% | $2,848-69.3% |
| Participant deferral / active EE | $1,701 | $2,774-38.7% | $3,985-57.3% | $4,806-64.6% |
| Admin fee / account holder | $140 | $113+23.7% | $6,832-98.0% | $133+5.4% |