Filed October 17, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $165,175 |
Service code 37 · EIN 04-2647786 | Loan Processing | $72,252 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,108 | $48,166+12.3% | $96,562-44.0% | $93,030-41.8% |
| Participation rate | 62.5% | 65.1%-2.6pp | 69.8%-7.3pp | 73.9%-11.4pp |
| Annual return | 12.36% | 21.31%-8.9pp | 37.78%-25.4pp | 158.70%-146.3pp |
| Employer contribution / active EE | $785 | $1,070-26.6% | $2,356-66.7% | $2,706-71.0% |
| Participant deferral / active EE | $1,611 | $2,576-37.5% | $3,849-58.1% | $4,562-64.7% |
| Admin fee / account holder | $154 | $110+39.8% | $6,181-97.5% | $152+1.6% |