Filed October 17, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $149,114 |
Service code 37 · EIN 04-2647786 | Loan Processing | $60,512 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,291 | $43,466+8.8% | $90,951-48.0% | $90,288-47.6% |
| Participation rate | 65.9% | 62.5%+3.4pp | 69.0%-3.1pp | 73.4%-7.5pp |
| Annual return | 15.17% | 25.26%-10.1pp | 134.60%-119.4pp | 53.97%-38.8pp |
| Employer contribution / active EE | $846 | $840+0.8% | $2,122-60.1% | $2,524-66.5% |
| Participant deferral / active EE | $1,590 | $2,138-25.6% | $3,373-52.9% | $4,232-62.4% |
| Admin fee / account holder | $131 | $92+42.1% | $5,959-97.8% | $114+14.4% |