Filed October 17, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 27 · EIN 59-2937883 | Advisory (Plan) | $102,842 |
Service code 37 · EIN 04-2647786 | Loan Processing | $57,415 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $36,747 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,693 | $40,113+6.4% | $84,015-49.2% | $77,787-45.1% |
| Participation rate | 67.2% | 62.8%+4.4pp | 69.0%-1.8pp | 73.2%-6.0pp |
| Annual return | 22.61% | 23.27%-0.7pp | 71.31%-48.7pp | 32.57%-10.0pp |
| Employer contribution / active EE | $862 | $847+1.7% | $1,983-56.6% | $2,504-65.6% |
| Participant deferral / active EE | $1,591 | $2,030-21.6% | $3,239-50.9% | $3,967-59.9% |
| Admin fee / account holder | $129 | $92+40.3% | $6,101-97.9% | $100+28.4% |