| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 26 · EIN 26-4310632 | Advisory (Participants) | $129,945 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$18,461 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,516 | $37,039+90.4% | $147,618-52.2% | $59,188+19.1% |
| Participation rate | 80.7% | 63.8%+17.0pp | 84.6%-3.9pp | 69.4%+11.3pp |
| Annual return | 0.87% | 7.19%-6.3pp | 61.98%-61.1pp | 5.51%-4.6pp |
| Employer contribution / active EE | $3,052 | $1,353+125.6% | $5,564-45.2% | $2,098+45.5% |
| Participant deferral / active EE | $7,632 | $2,094+264.5% | $4,895+55.9% | $3,265+133.8% |
| Admin fee / account holder | $59 | $60-1.6% | $11,612-99.5% | $92-35.8% |