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| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC7 years Service code 27 1920 MAIN STREET, SUITE 800 · IRVINE, CA 92614 | Advisory (Plan) | $36,339 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 84-0187416 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,414 |
METZ & ASSOCIATES PLLC3 years Filed as: METZ & ASSOCIATES, PLLC Service code 10 · EIN 46-4558541 9201 N. 25TH AVENUE, SUITE 170 · PHOENIX, AZ 85021 | Accounting | $9,750 |
PINNACLE PLAN DESIGN, LLC6 years Service code 13 · EIN 20-3970947 1985 E. RIVER ROAD, SUITE 111 · TUCSON, AZ 85718 | Contract Administrator | $8,080 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,043 | $61,338+121.8% | $149,717-9.1% | $71,495+90.3% |
| Participation rate | 100.0% | 62.5%+37.5pp | 78.8%+21.2pp | 67.9%+32.1pp |
| Annual return | 15.06% | 35.86%-20.8pp | 134.41%-119.3pp | 28.85%-13.8pp |
| Employer contribution / active EE | $9,830 | $2,381+312.8% | $4,820+103.9% | $2,589+279.6% |
| Participant deferral / active EE | $3,583 | $2,919+22.7% | $5,682-36.9% | $4,291-16.5% |
| Admin fee / account holder | $405 | $1,263-67.9% | $13,213-96.9% | $1,588-74.5% |