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| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC3 years Service code 27 1920 MAIN ST., SUITE 800 · IRVINE, CA 92614 | Advisory (Plan) | $43,051 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $18,333 |
PINNACLE PLAN DESIGN, LLC2 years Service code 13 1985 E. RIVER ROAD, SUITE 111 · TUCSON, AZ 85718 | Contract Administrator | $12,794 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,877 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage; Distribution (1... | $89 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. Service code 63 | 12b-1 Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $158,700 | $52,961+199.7% | $172,752-8.1% | $65,185+143.5% |
| Participation rate | 100.0% | 66.2%+33.8pp | 82.6%+17.4pp | 70.2%+29.8pp |
| Annual return | 17.67% | 30.12%-12.5pp | 802.97%-785.3pp | 29.38%-11.7pp |
| Employer contribution / active EE | $10,431 | $2,190+376.3% | $5,144+102.8% | $2,177+379.2% |
| Participant deferral / active EE | $2,415 | $2,471-2.3% | $5,198-53.5% | $3,514-31.3% |
| Admin fee / account holder | $400 | $472-15.3% | $13,955-97.1% | $847-52.8% |