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| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC6 years Service code 27 1920 MAIN STREET · NEWPORT BEACH, CA 92660 | Advisory (Plan) | $44,722 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 84-0187416 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $27,637 |
METZ & ASSOCIATES PLLC2 years Filed as: METZ & ASSOCIATES, PLLC Service code 10 · EIN 46-4558541 9201 N. 25TH AVENUE, SUITE 170 · PHOENIX, AZ 85021 | Accounting | $8,750 |
PINNACLE PLAN DESIGN, LLC5 years Service code 13 · EIN 20-3970947 1985 E. RIVER ROAD, SUITE 111 · TUCSON, AZ 85718 | Contract Administrator | $8,135 |
FENNEMORE CRAIG1 year Service code 29 2394 E. CAMELBACK ROAD, SUITE 600 · PHOENIX, AZ 85016 | Legal | $1,225 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $163,970 | $65,092+151.9% | $143,799+14.0% | $66,938+145.0% |
| Participation rate | 100.0% | 65.2%+34.8pp | 80.3%+19.7pp | 69.8%+30.2pp |
| Annual return | -15.69% | -11.14%-4.6pp | -0.04%-15.6pp | 1.58%-17.3pp |
| Employer contribution / active EE | $12,281 | $2,362+420.0% | $4,952+148.0% | $2,545+382.5% |
| Participant deferral / active EE | $3,658 | $2,920+25.3% | $5,638-35.1% | $4,238-13.7% |
| Admin fee / account holder | $597 | $502+18.8% | $14,677-95.9% | $594+0.6% |