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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $60,094 |
SAGEVIEW ADVISORY GROUP, LLC2 years Service code 27 1920 MAIN ST., SUITE 800 · IRVINE, CA 92614 | Advisory (Plan) | $40,275 |
Service code 13 1985 E. RIVER ROAD, SUITE 111 · TUCSON, AZ 85718 | Contract Administrator | $8,572 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage; Distribution (1... | $429 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $296 |
Filed as: CHARLES SCHWAB & CO. Service code 63 | 12b-1 Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported that benefits due were not provided when due.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,476 | $47,977+192.8% | $154,108-8.8% | $56,289+149.6% |
| Participation rate | 100.0% | 66.2%+33.8pp | 83.0%+17.0pp | 69.9%+30.1pp |
| Annual return | -3.87% | 3.54%-7.4pp | 735.21%-739.1pp | -9.96%+6.1pp |
| Employer contribution / active EE | $10,837 | $2,169+399.7% | $5,298+104.6% | $2,111+413.3% |
| Participant deferral / active EE | $2,215 | $2,392-7.4% | $5,081-56.4% | $3,350-33.9% |
| Admin fee / account holder | $378 | $438-13.8% | $13,411-97.2% | $521-27.5% |