Filed March 9, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $1,706,253 |
ALVAREZ & MARSAL TAXAND, LLC2 years Service code 50 · EIN 20-1157630 | Direct Payment | $85,526 |
FINANCIAL FITNISS GROUP1 year Service code 70 501 W BROADWAY · SAN DIEGO, CA 92101 | Consulting Fees | $21,252 |
COOK STREET CONSULTING1 year Service code 70 · EIN 84-0854432 | Consulting Fees | $19,063 |
EIDE BAILLY LLP2 years Service code 70 · EIN 45-0250958 | Consulting Fees | $16,375 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,486 | $81,961-88.4% | $141,200-93.3% | $89,609-89.4% |
| Participation rate | 74.9% | 64.9%+10.0pp | 82.5%-7.6pp | 69.6%+5.3pp |
| Annual return | 22.78% | 36.14%-13.4pp | 71.41%-48.6pp | 33.65%-10.9pp |
| Employer contribution / active EE | $383 | $2,268-83.1% | $4,736-91.9% | $2,584-85.2% |
| Participant deferral / active EE | $1,329 | $5,316-75.0% | $6,710-80.2% | $4,222-68.5% |
| Admin fee / account holder | $101 | $68+47.9% | $10,265-99.0% | $72+40.5% |