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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CETERA INVESTMENT ADVISERS LLC Service code 15 · EIN 36-3258176 | Recordkeeping | $71,848 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $68,159 |
JAMES A. REICHERT3 years Service code 15 · EIN 84-0858799 | Recordkeeping | $21,141 |
HAYNIE & COMPANY2 years Filed as: HAYNIE & COMPANY, P.C. Service code 15 · EIN 87-0325228 | Recordkeeping | $15,100 |
ADP BROKER-DEALER3 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $181,921 | $106,247+71.2% | $147,096+23.7% | $77,714+134.1% |
| Participation rate | 97.6% | 78.4%+19.2pp | 82.2%+15.4pp | 70.6%+27.0pp |
| Annual return | 15.73% | 56.87%-41.1pp | 419.75%-404.0pp | 31.26%-15.5pp |
| Employer contribution / active EE | $10,156 | $4,069+149.6% | $4,936+105.8% | $2,727+272.5% |
| Participant deferral / active EE | $9,363 | $7,996+17.1% | $8,071+16.0% | $4,649+101.4% |
| Admin fee / account holder | $461 | $338+36.1% | $13,005-96.5% | $433+6.3% |