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| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.9 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $485,914 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $265,035 |
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $68,002 |
Service code 10 · EIN 91-1275259 | Accounting | $17,400 |
K&L GATES1 year Filed as: K&L GATES LLP Service code 29 · EIN 25-0921018 | Legal | $15,646 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,346 | $120,321-3.3% | $147,117-20.9% | $99,313+17.1% |
| Participation rate | 97.4% | 73.4%+24.0pp | 82.2%+15.2pp | 71.7%+25.7pp |
| Annual return | 17.23% | 28.95%-11.7pp | 420.54%-403.3pp | 17.67%-0.4pp |
| Employer contribution / active EE | $6,511 | $4,158+56.6% | $4,932+32.0% | $3,264+99.5% |
| Participant deferral / active EE | $16,202 | $8,044+101.4% | $8,065+100.9% | $5,346+203.1% |
| Admin fee / account holder | $63 | $150-58.2% | $12,993-99.5% | $109-42.4% |