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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $369,791 |
STRATEGIC ADVISORS, INC.3 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $65,713 |
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $45,358 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,504 | $106,649-54.5% | $80,022-39.4% | $68,904-29.6% |
| Participation rate | 99.6% | 88.1%+11.5pp | 75.8%+23.8pp | 74.1%+25.5pp |
| Annual return | -2.65% | -0.87%-1.8pp | 11.22%-13.9pp | 1.07%-3.7pp |
| Employer contribution / active EE | $2,600 | $4,132-37.1% | $2,468+5.3% | $2,540+2.3% |
| Participant deferral / active EE | $10,482 | $6,395+63.9% | $3,686+184.4% | $4,015+161.0% |
| Admin fee / account holder | $64 | $58+9.4% | $6,521-99.0% | $71-10.9% |