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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $338,013 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 10 · EIN 13-2638166 | Accounting | $42,754 |
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524 | Advisory (Plan) | $14,608 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,011 | $82,279-50.2% | $78,002-47.4% | $63,975-35.9% |
| Participation rate | 89.3% | 84.7%+4.6pp | 75.5%+13.7pp | 71.1%+18.1pp |
| Annual return | 14.75% | 11.20%+3.6pp | 425.99%-411.2pp | 48.65%-33.9pp |
| Employer contribution / active EE | $1,235 | $3,297-62.5% | $2,470-50.0% | $2,182-43.4% |
| Participant deferral / active EE | $8,332 | $4,538+83.6% | $3,497+138.3% | $3,356+148.2% |
| Admin fee / account holder | $70 | $81-14.5% | $5,481-98.7% | $70-1.1% |