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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $483,095 |
STRATEGIC ADVISORS, INC.5 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $174,982 |
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $50,620 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,997 | $108,759-30.1% | $149,751-49.3% | $93,223-18.5% |
| Participation rate | 95.9% | 70.7%+25.2pp | 82.5%+13.4pp | 74.9%+21.0pp |
| Annual return | 25.43% | 19.53%+5.9pp | 276.71%-251.3pp | 19.29%+6.1pp |
| Employer contribution / active EE | $2,962 | $2,777+6.6% | $4,646-36.3% | $2,680+10.5% |
| Participant deferral / active EE | $12,027 | $6,149+95.6% | $6,843+75.8% | $4,563+163.6% |
| Admin fee / account holder | $71 | $81-12.4% | $9,312-99.2% | $79-10.6% |