Filed November 14, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $184,763 |
ALVAREZ & MARSAL TAXAND, LLC2 years Filed as: ALVAREZ & MARSAL TAXAND LLC Service code 10 2100 ROSS AVENUE, 21ST FLOOR · DALLAS, TX 75201 | Accounting | $122,838 |
UBS FINANCIAL SERVICES INC2 years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $44,980 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLAZA 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $18,669 |
K FINANCIAL INC2 years Service code 10 940 MAIN ST · LOUISVILLE, CO 80027 | Accounting | $17,000 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $9,514 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,378 | $26,479+56.3% | $74,723-44.6% | $77,775-46.8% |
| Participation rate | 87.6% | 37.6%+50.0pp | 54.5%+33.1pp | 73.2%+14.4pp |
| Annual return | 20.82% | 38.31%-17.5pp | 753.18%-732.4pp | 32.58%-11.8pp |
| Employer contribution / active EE | $1,123 | $440+155.4% | $1,084+3.6% | $2,504-55.2% |
| Participant deferral / active EE | $3,166 | $1,074+194.6% | $1,962+61.4% | $3,966-20.2% |
| Admin fee / account holder | $224 | $119+88.6% | $3,335-93.3% | $100+124.3% |