Filed November 14, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $114,845 |
Filed as: ALVAREZ & MARSAL HOLDINGS LLC DBA A Service code 10 · EIN 56-2409465 | Accounting | $51,632 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $48,452 |
K FINANCIAL INC4 years Service code 10 · EIN 76-0726945 | Accounting | $17,000 |
Filed as: MORGAN STANLEY Service code 27 1300 THAMES ST WHARF 4TH FL · BALTIMORE, MD 212319907 | Advisory (Plan) | $15,356 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Advisory (Participants) | $13,506 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,369 | $30,555+77.9% | $80,716-32.6% | $86,799-37.4% |
| Participation rate | 91.7% | 37.2%+54.5pp | 54.2%+37.5pp | 72.3%+19.4pp |
| Annual return | 9.11% | 30.35%-21.2pp | 87.28%-78.2pp | 97.91%-88.8pp |
| Employer contribution / active EE | $937 | $472+98.5% | $1,160-19.2% | $2,405-61.0% |
| Participant deferral / active EE | $2,589 | $1,050+146.7% | $2,146+20.7% | $4,131-37.3% |
| Admin fee / account holder | $222 | $135+63.7% | $3,380-93.4% | $170+30.8% |