Filed November 14, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $114,845 |
Filed as: ALVAREZ & MARSAL HOLDINGS LLC DBA A Service code 10 · EIN 56-2409465 | Accounting | $51,632 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $48,452 |
K FINANCIAL INC4 years Service code 10 · EIN 76-0726945 | Accounting | $17,000 |
Filed as: MORGAN STANLEY Service code 27 1300 THAMES ST WHARF 4TH FL · BALTIMORE, MD 212319907 | Advisory (Plan) | $15,356 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Advisory (Participants) | $13,506 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,369 | $30,555+77.9% | $80,741-32.7% | $86,821-37.4% |
| Participation rate | 91.7% | 37.2%+54.5pp | 54.2%+37.5pp | 72.3%+19.4pp |
| Annual return | 9.11% | 30.35%-21.2pp | 87.30%-78.2pp | 97.94%-88.8pp |
| Employer contribution / active EE | $937 | $472+98.5% | $1,160-19.2% | $2,406-61.0% |
| Participant deferral / active EE | $2,589 | $1,050+146.7% | $2,145+20.7% | $4,132-37.3% |
| Admin fee / account holder | $222 | $135+63.7% | $3,380-93.4% | $170+30.8% |