Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $45,763 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $43,663 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,357 | $72,254+7.1% | $86,677-10.8% | $64,808+19.4% |
| Participation rate | 95.7% | 80.4%+15.3pp | 76.6%+19.1pp | 71.5%+24.2pp |
| Annual return | -11.97% | 392.42%-404.4pp | 35.91%-47.9pp | 32.82%-44.8pp |
| Employer contribution / active EE | $459 | $2,393-80.8% | $2,836-83.8% | $2,506-81.7% |
| Participant deferral / active EE | $6,389 | $4,658+37.2% | $4,656+37.2% | $4,310+48.2% |
| Admin fee / account holder | $165 | $174-4.9% | $7,493-97.8% | $188-12.0% |