Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $38,660 |
Service code 15 · EIN 06-1050034 | Recordkeeping | $3,000 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,799 | $72,770-8.2% | $67,652-1.3% | $55,191+21.0% |
| Participation rate | 100.0% | 78.8%+21.2pp | 75.7%+24.3pp | 69.2%+30.8pp |
| Annual return | 1.58% | -3.26%+4.8pp | 6625.04%-6623.5pp | 10.78%-9.2pp |
| Employer contribution / active EE | $1,160 | $1,769-34.4% | $2,266-48.8% | $1,899-38.9% |
| Participant deferral / active EE | $4,702 | $3,408+38.0% | $3,560+32.1% | $3,046+54.3% |
| Admin fee / account holder | $5 | $79-93.4% | $4,821-99.9% | $91-94.3% |