Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. IS BILL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $37,849 |
Service code 15 · EIN 06-1050034 | Recordkeeping | $2,300 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,991 | $69,305-1.9% | $82,313-17.4% | $69,631-2.4% |
| Participation rate | 100.0% | 80.3%+19.7pp | 76.9%+23.1pp | 70.7%+29.3pp |
| Annual return | 11.15% | 21.47%-10.3pp | 25.88%-14.7pp | 27571.02%-27559.9pp |
| Employer contribution / active EE | $1,417 | $1,887-24.9% | $2,428-41.7% | $2,032-30.3% |
| Participant deferral / active EE | $4,848 | $3,568+35.9% | $3,706+30.8% | $3,224+50.4% |
| Admin fee / account holder | $4 | $97-96.1% | $5,608-99.9% | $110-96.6% |