Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. IS BILL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $40,422 |
Service code 15 · EIN 06-1050034 | Recordkeeping | $2,500 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,787 | $65,118+1.0% | $76,768-14.3% | $55,725+18.1% |
| Participation rate | 100.0% | 79.6%+20.4pp | 77.0%+23.0pp | 70.9%+29.1pp |
| Annual return | -2.08% | -1.27%-0.8pp | 2.43%-4.5pp | 244.93%-247.0pp |
| Employer contribution / active EE | $622 | $1,941-68.0% | $2,485-75.0% | $2,078-70.1% |
| Participant deferral / active EE | $5,353 | $3,688+45.1% | $3,852+39.0% | $3,356+59.5% |
| Admin fee / account holder | $4 | $116-96.4% | $6,675-99.9% | $115-96.4% |