Filed April 11, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UNION BANK & TRUST COMPANY7+ years Service code 12 PO BOX 82535 · LINCOLN, NE 685012535 | Recordkeeping and information managem... | $801,213 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,819 | $136,780-40.9% | $189,534-57.4% | $101,555-20.4% |
| Participation rate | 93.4% | 90.9%+2.5pp | 87.8%+5.6pp | 74.5%+18.9pp |
| Annual return | 16.44% | 37.00%-20.6pp | 555.39%-539.0pp | 21.00%-4.6pp |
| Employer contribution / active EE | $2,038 | $4,857-58.0% | $6,162-66.9% | $2,972-31.4% |
| Participant deferral / active EE | $3,793 | $7,572-49.9% | $8,220-53.9% | $4,874-22.2% |
| Admin fee / account holder | $98 | $64+53.4% | $12,049-99.2% | $139-29.5% |