Filed April 11, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UNION BANK & TRUST COMPANY2+ years Service code 12 PO BOX 82535 · LINCOLN, NE 685012535 | Investment management fees paid direc... | $178,272 |
MATRIX CLEARANCE AND SETTLEMENT2+ years Filed as: MATRIX CLEARENCE AND SETTLEMENT Service code 33 100 17TH STREET, STE 300 · DENVER, CO 80202 | Sub-transfer agency fees; Securities ... | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,475 | $80,354-50.9% | $133,979-70.5% | $63,975-38.3% |
| Participation rate | 95.9% | 87.5%+8.3pp | 87.1%+8.8pp | 71.1%+24.7pp |
| Annual return | 9.07% | 13.11%-4.0pp | 29.30%-20.2pp | 48.65%-39.6pp |
| Employer contribution / active EE | $2,304 | $3,503-34.2% | $5,211-55.8% | $2,182+5.6% |
| Participant deferral / active EE | $3,026 | $5,239-42.2% | $6,282-51.8% | $3,356-9.8% |
| Admin fee / account holder | $42 | $69-39.7% | $9,324-99.6% | $70-40.7% |